SFC Seeks Court Order to Freeze Assets up to $394 Million for Investors Compensation in Suspected Manipulation of Grand Talents Shares
On 30 September 2025, the SFC filed an application with […]
Strengthening Compliance Culture: The Importance of Employee Conduct Supervision from the SFC’s Disciplinary Action
The Securities and Futures Commission (SFC) of Hong Kon […]
CO Summary – Sep 2025
SFC-HKMA Joint Survey on the Sale of Non-exchange-tra […]
ComplianceOne Letter – Oct 2025
Summary of the Month This month’s insurance news […]