ComplianceOne was established in April 2017 and is an advisory firm providing professional compliance consulting services. Since its inception, the team has accumulated a wealth of successful experience, including assisting clients in applying for SFC licenses for Type 1 (dealing in securities), Type 2 (dealing in futures), Type 4 (advising on securities), Type 5 (advising on futures contracts), and Type 9 (asset management) regulated activities; trading rights on the Hong Kong Stock Exchange; trading rights on the Hong Kong Futures Exchange; money services operator licenses; and establishing Cayman Islands offshore funds, etc.